$850.00
- Format:Workshop
- Education Type:BCU Webinars
- Line of Authority:N/A
- Language:N/A
- Credit Hours:N/A
Description
Our 2-part series is designed to provide a comprehensive introduction to the responsibilities and day-to-day practices of an effective community bank Internal Auditor.
- Part 1 begins by establishing the Role, Responsibilities and Career Path of the Community Bank Internal Auditor.
- Part 2 is about execution and picks up to refine the requirements into building blocks for creating a successful community bank Internal Audit Program.
What You'll Learn
Internal Audit within the Bank’s Organizational & Governance Structure
- Basic Internal Control Concepts; Three lines of defense at the bank
- Core responsibilities
- Internal Audit as a Risk Management Tool
- Regulatory Expectations
- Interaction with Compliance, Financial Statement Audits and Exams
- Successful Internal Audit Programs
- Internal Audit Program Scopes and Risk Assessment
- Common Community Bank Internal Audit Program Errors
- Workshop Session: Cameras and microphones on! We will break into groups for Q & A review and ideas/tips/tools to share with your banker peers
- A materials reference manual
Common Audit Areas (deposits, lending, etc.)
- Testing Strategies
- The types of risks auditors look for in each area and how those risks can impact the bank’s financial performance, regulatory compliance, and operational stability
- Documenting, Reporting and Tracking Findings
- Common community bank internal audit findings
- Audit Scenarios
- Workshop Session: Cameras and microphones on! We will break into groups for Q & A review and ideas/tips/to
- A materials reference manual
What's Included
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